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Obligations of Shenzhen Stock Exchange

The SSE strives to create a fair, open and orderly market to meet diversified financing needs. The statutory obligations of the SSE include:

1. Examine listing qualifications
The SSE is the statutory authority to vet listing qualifications of companies which have been offered to the public, as approved by the CSRC.

2. Provision of market
We provide the market and means of raising capital through equities and debt issues. We give businesses, big and small, access to a liquid pool of investment capital. Trading information is disseminated to allow real-time access.

3. Monitoring of trading
A market surveillance team with auto-alert and trade analysis functions is put in place to deter market abuse.

4. Ensuring continuous listing compliance
The SSE works to ensure that listed issuers meet continuous listing standards. An issuer shall be suspended from trading or even de-listed if applicable criteria are not met.

5. Supervision of Exchange members
The SSE monitors the Exchange members to see that they maintain financial integrity and comply with the Exchange rules.

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